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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| FL | RA | APPROVED | 2017-05-22 |
| TX | RA | APPROVED_RES | 2017-02-09 |
| NJ | RA | APPROVED | 2006-04-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2003 | Present |
1. GIGAWARE TECHNOLOGY, INC. 3347 VANISHING TRAIL.SCOTTSDALE,AZ 85266-NOT INVESTMENT RELATED-CYBERSECURITY-DATA MINING DIRECTOR-ASSITING WITH IDENTIFICATION AND DEVELOPMENT OF TRAGET COMPNAIES-START: IMMEDIATE - ONE SATURDAY PER MONTH NONE DURING TRADING HOURS. 2. SAM LATINOAMERICA-TEODORO CHASSERIAU 25, SANTO DOMINGO, DOMINICAN REPUBLIC-NOT INVESTMENT RELATED-EXTENDED GUARANTEE COMPANY-BOARD MEMBER-1 HOUR PER MONTH-HELPING TO IDENTIFY NEW BUSINESS OPPORTUNITIES FOR THE COMPANY-TO START JULY 2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-01 |
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