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Nancy Catherine Unrath

J.P. Morgan Securities LLC

New York, NY

CRD 2238814

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-24
TX RA APPROVED 2025-03-24
  • NY RA
    APPROVED
    Since 2025-03-24
  • TX RA
    APPROVED
    Since 2025-03-24

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Dominion Capital Corp. New York NY 04/2017 03/2018
Unemployed New York NY 06/2015 03/2017
Pickwick Capital Partners, Llc White Plains NY 03/2020 12/2020
Unemployed New York NY 04/2018 02/2020
Jpmorgan Chase Bank Na New York NY 12/2020 Present
Jpmorgan Securities Llc New York NY 12/2020 Present
Jpmorgan Chase Bank Na New York NY 09/2020 12/2020
  • 04/2017 → 03/2018
    First Dominion Capital Corp.
    New York, NY
  • 06/2015 → 03/2017
    Unemployed
    New York, NY
  • 03/2020 → 12/2020
    Pickwick Capital Partners, Llc
    White Plains, NY
  • 04/2018 → 02/2020
    Unemployed
    New York, NY
  • 12/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 12/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 09/2020 → 12/2020
    Jpmorgan Chase Bank Na
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-19
S63 Uniform Securities Agent State Law Examination 1996-11-07
  • S65 Uniform Investment Adviser Law Examination
    2025-03-19
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07
Other Names
  • Nancy Catherine Mcgarry

View on SEC IAPD

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