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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-18 |
| CA | RA | APPROVED | 2009-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seal Beach | CA | 08/2007 | Present |
I*3728266 Entity Type: N/A Name of OBA: J M S Address: SEAL BEACH, California, 90740 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/14/2024 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-22 |
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