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Katherine Rose Hallberg

Capitol Securities Management, Inc.

Glen Allen, VA

Richmond, VA

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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-04-06
  • VA RA
    APPROVED
    Since 2010-04-06

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc. Glen Allen VA 04/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-20
  • S66 Uniform Combined State Law Examination
    2006-11-20
Other Names
  • Katherine Rose Dawley

View on SEC IAPD

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