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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-02-27
NY RA APPROVED 2021-08-19
CO RA APPROVED 2020-02-10
MA RA APPROVED 2019-06-21
SD RA APPROVED 2019-03-15
ID RA APPROVED 2019-03-14
NH RA APPROVED 2019-03-14
VT RA APPROVED 2019-03-14
IL RA APPROVED 2019-01-28
MO RA APPROVED 2017-08-16
AZ RA APPROVED 2017-06-08
CA RA APPROVED 2017-05-30
CT RA APPROVED 2017-05-30
DE RA APPROVED 2017-05-30
ME RA APPROVED 2017-05-30
MD RA APPROVED 2017-05-30
NC RA APPROVED 2017-05-30
OH RA APPROVED 2017-05-30
RI RA APPROVED 2017-05-30
SC RA APPROVED 2017-05-30
AL RA APPROVED 2016-07-05
VA RA APPROVED 2015-07-21
FL RA APPROVED 2014-07-29
TX RA APPROVED 2014-07-28
NJ RA APPROVED 2014-01-24
PA RA APPROVED 2014-01-17
  • WY RA
    APPROVED
    Since 2024-02-27
  • NY RA
    APPROVED
    Since 2021-08-19
  • CO RA
    APPROVED
    Since 2020-02-10
  • MA RA
    APPROVED
    Since 2019-06-21
  • SD RA
    APPROVED
    Since 2019-03-15
  • ID RA
    APPROVED
    Since 2019-03-14
  • NH RA
    APPROVED
    Since 2019-03-14
  • VT RA
    APPROVED
    Since 2019-03-14
  • IL RA
    APPROVED
    Since 2019-01-28
  • MO RA
    APPROVED
    Since 2017-08-16
  • AZ RA
    APPROVED
    Since 2017-06-08
  • CA RA
    APPROVED
    Since 2017-05-30
  • CT RA
    APPROVED
    Since 2017-05-30
  • DE RA
    APPROVED
    Since 2017-05-30
  • ME RA
    APPROVED
    Since 2017-05-30
  • MD RA
    APPROVED
    Since 2017-05-30
  • NC RA
    APPROVED
    Since 2017-05-30
  • OH RA
    APPROVED
    Since 2017-05-30
  • RI RA
    APPROVED
    Since 2017-05-30
  • SC RA
    APPROVED
    Since 2017-05-30
  • AL RA
    APPROVED
    Since 2016-07-05
  • VA RA
    APPROVED
    Since 2015-07-21
  • FL RA
    APPROVED
    Since 2014-07-29
  • TX RA
    APPROVED
    Since 2014-07-28
  • NJ RA
    APPROVED
    Since 2014-01-24
  • PA RA
    APPROVED
    Since 2014-01-17

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Mt. Laurel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Mt. Laurel NJ 01/2014 Present
Td Private Client Wealth Llc Mt. Laurel NJ 01/2014 Present
Previous Registrations
  • 2011-11-08 → 2014-01-09
    Minneapolis, MN
    Trenton, NJ
    Haddon Township, NJ
    Charlotte, NC
    Princeton, NJ
  • 2003-10-17 → 2005-01-06
    Osaic Fa, Inc.
    Cherry Hill, NJ
  • 2002-10-28 → 2003-08-07
    Quick & Reilly, Inc.
    Philidelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-18
S63 Uniform Securities Agent State Law Examination 1992-06-27
  • S66 Uniform Combined State Law Examination
    2001-07-18
  • S63 Uniform Securities Agent State Law Examination
    1992-06-27
Designations
Other Names
  • John J Watson

View on SEC IAPD

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