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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-11-17 |
Branch Locations
10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Flemington | NJ | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Flemington | NJ | 11/2016 | 10/2021 |
| Rbc Capital Markets, Llc | Las Vegas | NV | 10/2021 | Present |
| City National Bank | Las Vegas | NV | 12/2021 | Present |
1) BLEUTH COMPANY LLC; INVESTMENT RELATED; LAS VEGAS, NV; REAL ESTATE HOLDING COMPANY; OWNER; START DATE 5/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING. 2) NAME OF ENTITY: Bleuth Sky/1031 Exchange Company ADDRESS: 2645 Seashore Dr. Las Vegas, NV 89128 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real estate I acquired for appreciation/rental income CAPACITY: Owner - Active, Officer START DATE: 06/01/2010 DUTIES: My parents live in a rental property I own. I am not currently receiving any income from the property and will be selling it soon. Only when repairs are needed do I become involved. HOURS DEVOTED PER MONTH: less than 1 hour HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-11 |
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