Thomas Robert Steele

Current Employers

Employment History

• 01/2012 → 11/2016
  Wells Fargo Advisors Llc
  Flemington, NJ
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Flemington, NJ
• 10/2021 → Present
  Rbc Capital Markets, Llc
  Las Vegas, NV
• 12/2021 → Present
  City National Bank
  Las Vegas, NV

Previous Registrations

• 2012-01-27 → 2021-11-09
  Wells Fargo Clearing Services, Llc
  Flemington, NJ
  Las Vegas, NV
  Henderson, NV
  Henderson, NV
• 2004-08-10 → 2012-01-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Flemington, NJ
  Flemington, NJ
• 2003-07-01 → 2004-08-12
  Wells Fargo Clearing Services, Llc
  Bedminster, NJ
• 2002-06-25 → 2003-07-01
  Prudential Equity Group, Llc
  Bedminster, NJ

Other Businesses

1) BLEUTH COMPANY LLC; INVESTMENT RELATED; LAS VEGAS, NV; REAL ESTATE HOLDING COMPANY; OWNER; START DATE 5/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING. 2) NAME OF ENTITY: Bleuth Sky/1031 Exchange Company ADDRESS: 2645 Seashore Dr. Las Vegas, NV 89128 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real estate I acquired for appreciation/rental income CAPACITY: Owner - Active, Officer START DATE: 06/01/2010 DUTIES: My parents live in a rental property I own. I am not currently receiving any income from the property and will be selling it soon. Only when repairs are needed do I become involved. HOURS DEVOTED PER MONTH: less than 1 hour HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-03
• S63 Uniform Securities Agent State Law Examination
  1992-05-11

Other Names

• Thomas R Steele
• Tom Steele