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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-29 |
| KY | RA | APPROVED | 2003-09-17 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
20 E Camp Ground Rd, Evansville, IN 47710 • United States
236 N Elm St, Henderson, KY 42420-3133 • United States
Henderson, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Evansville | IN | 06/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Henderson | KY | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 716-718 South Norman Ave., , Evansville, IN, 47714; Not Investment-Related; 01/01/2010. Business Ownership; Elite Innovations LLC; Owner and manager; For my Ameriprise Franchise Practice; 3481 Smith Staples Road, , Henderson, KY, 42420; Investment-Related; 09/28/2021; 1 to 9 hours per month; 0 during trading hours / Rudy-Rowland Funeral Home; ; Family owned and operated Funeral Home.; 604 Center Street, Henderson,KY. 42420, ,; ; 03/05/2013; 1 to 9 hours per month; . Outside Employment; Elite Innovations LLC; Owner - Owner & Manager; ; 3481 Smith Staples Road, , Henderson, KY, 42420; Investment-Related; 09/28/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-08 |
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