Best Investors Account Sign in
Inactive

William Brown Sloan

Sound Financial Management, Inc.

Raleigh, NC

Claim This Profile
Current Employers
Sound Financial Management, Inc.

8362 Six Forks Rd. Suite 202, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-04-20
  • NC RA
    APPROVED
    Since 2017-04-20

Branch Locations

8362 Six Forks Rd. Suite 202, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Services, Inc. Raleigh NC 04/1999 10/2024
S0Und Financial Management, Inc. Raleigh NC 10/1997 Present
  • 04/1999 → 10/2024
    Intercarolina Financial Services, Inc.
    Raleigh, NC
  • 10/1997 → Present
    S0Und Financial Management, Inc.
    Raleigh, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-28
  • S63 Uniform Securities Agent State Law Examination
    1992-05-28
Designations
Other Names
  • Bill Sloan

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor