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David Roger Olnick

Raymond James Financial Services Advisors, Inc

Woodland Hills, CA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-08-30
  • CA RA
    APPROVED
    Since 2012-08-30

Branch Locations

21600 Oxnard St Suite 640, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Woodland Hills CA 04/2012 Present
Raymond James Financial Services Advisors Inc. Woodland Hills CA 08/2012 Present
A & T Wealth Strategies Woodland Hills AK 04/2012 09/2024
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-28
S63 Uniform Securities Agent State Law Examination 2007-04-16
  • S65 Uniform Investment Adviser Law Examination
    2009-12-28
  • S63 Uniform Securities Agent State Law Examination
    2007-04-16

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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