Todd Jon Funk

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 02/2023
  Associated Investment Services, Inc.
  Green Bay, WI
• 02/2023 → Present
  Pinnacle Private Wealth
  Kimberly, WI
• 02/2023 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2006-01-24 → 2023-03-03
  Associated Investment Services, Inc.
  Appleton, WI
  Appleton, WI
  Appleton, WI
  Neenah, WI
  Fond Du Lac, WI
  Neenah, WI
  Oshkosh, WI
  Oshkosh, WI
  Fond Du Lac, WI
  Oshkosh, WI
  Appleton, WI
  Berlin, WI
  Oshkosh, WI
  Wautoma, WI

Other Businesses

1. Fixed insurance sales, Integrated Equity Management; as of 06/02/2022, 8% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner & Senior Partner, Pinnacle Private Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/24/2023; 85% of time spent during business hours; Conducted at branch; Investment related. 3. Owner, Funk Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 4/12/2023; 90% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1992-06-11