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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-25
WA RA APPROVED 1992-05-19
  • TX RA
    APPROVED_RES
    Since 2017-08-25
  • WA RA
    APPROVED
    Since 1992-05-19

Branch Locations

7100 Fort Dent Way Ste 240, Tukwila, WA 98188 • United States

Kent, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tukwila WA 09/2005 03/2020
Ameriprise Financial Services, Llc Tukwila WA 03/2020 Present
Other Businesses

Business Ownership; Eversole Farms Ltd; Owner; Real Estate; 2495 Election House Rd, , Lancaster, OH, 43130; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-22
S65 Uniform Investment Adviser Law Examination 1992-04-22
  • S63 Uniform Securities Agent State Law Examination
    1992-04-22
  • S65 Uniform Investment Adviser Law Examination
    1992-04-22

View on SEC IAPD

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