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Stanley Roland Jones

Raymond James & Associates, Inc.

Memphis, TN

CRD 2233606

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-04
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-11-04
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2004-03-11 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Mississippi State Marketing Advisory Board Address: McCool Hall, Mississippi State, MS, 39762, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Other Investment Related: No Start Date: 03/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a non-paid board member. The board meets twice a year on campus to discuss curriculum and the topics with the school. (2)Name of Business: The Bell Farm Address: 605 Bell Road , Halls, TN, 38040, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own this farm. I receive crop income from the farmer that farms it.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25

View on SEC IAPD

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