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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-18 |
| TX | RA | APPROVED | 2020-04-23 |
| FL | RA | APPROVED | 2019-01-30 |
Branch Locations
20 Linden Place, Red Bank, NJ 07701 • United States
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Purchase | NY | 06/2009 | 09/2016 |
| Morgan Stanley & Co. Llc | New York | NY | 09/2016 | 01/2017 |
| Morgan Stanley | New York | NY | 01/2017 | 02/2018 |
| Morgan Staley & Co. Llc | New York | NY | 03/2007 | 09/2016 |
| Morgan Stanley | Coral Gables | FL | 02/2018 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-09 |
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