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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-10-20 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
Barton Oaks Plaza Ii 901 S. Mopac Expressway, Suite 210, Austin, TX 78746 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Austin | TX | 01/2002 | Present |
AQUA SOLUTIONS, WATER COOLER RENTAL BUSINESS WHICH I OWN. 2 HOURS PER MONTH DEVOTED TO BUSINESS, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-14 |
| S65 | Uniform Investment Adviser Law Examination | 1998-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-11 |
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