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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-07-23
TX RA APPROVED_RES 2025-04-17
DC RA APPROVED 2025-03-05
WI RA APPROVED 2006-09-12
  • OK RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED_RES
    Since 2025-04-17
  • DC RA
    APPROVED
    Since 2025-03-05
  • WI RA
    APPROVED
    Since 2006-09-12

Branch Locations

4321 North Ballard Road, Ste A1-Glag, Appleton, WI 54919 • United States

Chippewa Falls, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 09/2006 Present
Thrivent Financial Appleton WI 09/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-13
S63 Uniform Securities Agent State Law Examination 1992-06-29
  • S65 Uniform Investment Adviser Law Examination
    1999-08-13
  • S63 Uniform Securities Agent State Law Examination
    1992-06-29

View on SEC IAPD

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