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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-23 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Securities, Llc | San Diego | CA | 05/2011 | 09/2018 |
| Ne Business Enterprises | San Diego | CA | 07/2012 | Present |
| Chalice Capital Partners, Llc | San Diego | CA | 01/2019 | 01/2020 |
| Chalice Wealth Advisors, Llc | San Diego | CA | 01/2019 | 01/2020 |
| Kingswood Capital Partners, Llc | San Diego | CA | 08/2020 | Present |
| Kingswood Wealth Advisors, Llc | San Diego | CA | 01/2022 | Present |
| Benchmark Investments, Llc | San Diego | CA | 05/2022 | Present |
1.) NE BUSINESS ENTERPRISES - Not investment related - 13872 Etude Rd, San Diego, CA 92128 - Reserve Studies for HOAs - Principal - 06/2012 - 100 hrs/mo - 40 hrs/mo during trading hrs - visual inspect properties and prepare a reserve funding report for HOAs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-12 |
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