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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-06
CA RA APPROVED 2001-05-01
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • CA RA
    APPROVED
    Since 2001-05-01

Branch Locations

701 B St, San Diego, CA 92101 • United States

2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 02/2001 Present
Other Businesses

I*4519297, Entity Type: , Name of OBA: M M POA, Address: san diego, California, 92122, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/04/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-23
S63 Uniform Securities Agent State Law Examination 1992-09-14
  • S65 Uniform Investment Adviser Law Examination
    2001-04-23
  • S63 Uniform Securities Agent State Law Examination
    1992-09-14
Other Names
  • Karen Merker
  • Karen M Merker

View on SEC IAPD

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