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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-06 |
| CA | RA | APPROVED | 2001-05-01 |
Branch Locations
701 B St, San Diego, CA 92101 • United States
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 02/2001 | Present |
I*4519297, Entity Type: , Name of OBA: M M POA, Address: san diego, California, 92122, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/04/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-14 |
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