John M Berard

Current Employers

Employment History

• 01/2015 → 07/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2020 → Present
  Stifel Nicolaus & Co Inc
  Chapel Hill, NC
• 01/2015 → 07/2020
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2020-07-23
  Morgan Stanley
  Chapel Hill, NC
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Raleigh, NC
  Chapel Hill, NC
• 2007-03-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Raleigh, NC
• 2003-07-01 → 2007-03-01
  Wells Fargo Clearing Services, Llc
  Chapel Hill, NC
  Durham, NC
• 2001-12-31 → 2003-07-01
  Prudential Equity Group, Llc
  Durham, NC

Other Businesses

1. B&D Investments; 502 North Channel Dr, Wrightsville Beach, NC 28480; Own a beach house; Partner; 05/06/2005; 1 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Autumn Glen; PO Box 1058, Sparta, NC 28675; Own raw land, rent for pumpkin farmer; 09/01/2006; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 3. Vesta Works Inc; 3214 Landor Road, Raleigh, NC 27609; Developing and will sell a grill product; President; Overseeing development of grill starter; 11/01/2017; 1 Hour per Week; Not During Securities Trading Hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-03
• S63 Uniform Securities Agent State Law Examination
  1992-06-18

Other Names

• Mike Berard
• Michael Berard
• John Michael Berard