Edgar Allen Thomas

Current Employers

Employment History

• 08/2016 → 12/2022
  Claraphi Advisory Network, Llc
  Aliso Viejo, CA
• 10/2005 → Present
  Thomas Advisory Services, Inc.
  Winter Haven, FL
• 09/2022 → 05/2025
  Alternativ Wealth (Compound Planning)
  New York, NY
• 05/2025 → Present
  Tucker Asset Management Llc
  Littleton, CO

Previous Registrations

• 2022-09-26 → 2025-05-06
  Compound Planning, Inc.
  New York, NY
  Winter Haven, FL
• 2016-08-24 → 2022-12-06
  Claraphi Advisory Network, Llc
  Lakeland, FL
  Winter Haven, FL
  Winter Haven, FL
  Aliso Viejo, CA
• 2013-08-28 → 2016-07-29
  Calton & Associates, Inc.
  Winter Haven, FL
  Tampa, FL
  Tampa, FL
  Lakeland, FL
• 2013-03-18 → 2013-08-23
  Cl Wealth Management, Llc
  New York, NY
• 2009-09-10 → 2012-06-20
  Brookstone Securities, Inc.
  New York, NY
  Lakeland, FL
  Lakeland, FL
  Bohemia, NY
• 2006-01-04 → 2009-08-21
  Ingram Advisory Services, Llc
  Winter Haven, FL
• 2005-01-25 → 2009-08-12
  Investors Capital Corp.
  Winter Haven, FL
  Winter Haven, FL
• 1999-06-10 → 2004-12-31
  Eastern Point Advisors Inc.
  Winter Haven, FL

Other Businesses

1) THOMAS ADVISORY SERVICES, INC. - 246 SANTA ROSA DRIVE, WINTER HAVEN, FL 33884-3801 (10/2005 to present) PRESIDENT & CEO: SUB-CHAPTER S CORP TO transfer all commissions, Advisory, and Fixed Insurance Products into, also State Insurance Agency is Registered into this DBA. (This is not Registered, or used as an IAR or RIA Firm), I take a salary from this Corp. based on profitability. Zero Percent of Market time spent on this activity. June 2022: additional outside business activity through Thomas Advisory Services, Inc. - Documentation consultant. Review and assist senior citizens with completing various documents related to their legal/tax/healthcare matters in coordination with their legal or tax professionals. 8 hours a month spent on this activity; bill hourly for these services; anticipate approximate annual income of $5,000. 2) Entrust Insurance; INSURANCE AGENT; FIXED INSURANCE PRODUCTS, LIFE INSURANCE, FIXED & FIXED INDEX ANNUITIES, DISABILITY & LONG TERM CARE INSURANCE PRODUCTS. 3) Jack Schroeder and Associates; INSURANCE AGENT; FIXED INSURANCE PRODUCTS, LIFE INSURANCE, FIXED & FIXED INDEX ANNUITIES, DISABILITY & LONG TERM CARE INSURANCE PRODUCTS. 4) The Brokers Network; INSURANCE AGENT; FIXED INSURANCE PRODUCTS, LIFE INSURANCE, FIXED & FIXED INDEX ANNUITIES, DISABILITY & LONG TERM CARE INSURANCE PRODUCTS. 5) Identron; August 2019; Identity theft protection program offered through AIG. May offer to clients and non-clients and paid a commission. Not securities or insurance related. 6) Midland National Life; August 2019; Life, Health, Fixed insurance. 7) Impact Partner" August 2019; Life, Health, Fixed insurance. 8) DFS Marketing; August 2019; Life, Health, Fixed insurance. 9) Advisors Solutions; August 2019; Life, Health, Fixed insurance.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-04-21
• S66 Uniform Combined State Law Examination
  1999-05-08

Other Names

• Allen Thomas
• Al Thomas