Stephen W Moses

Current Employers

Employment History

• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 08/2009 → Present
  Bank Of America, N.A.
  Newport Beach, CA

Other Businesses

I*107439 FOR PROFIT NAME: GREATWALKSANDTRAVEL.COM INVESTMENT: NO NEWPORT BEACH, CA SOLE PROPRIETORSHIP OWNER 7/1/17-2 HRS Monthly TRAVEL BLOG (HIKING). I*131163 For profit Name: SurfVeza.com Invest related: No General Partner Start date: 5/7/20 Hours devoted: 2 hrs Mthly Hrs trading hours: 0 Duties: Online store (surf products). I own the domain name but I am leasing at no cost to a friend. Store sells t-shirts using Shopify. I*137553 For-Profit Name: ArtGiv.com Investment: No Newport Beach, CA Owner Start : 6/1/21Hours devoted: 1 hours Annually Hours during trading hours: 0 Duties: This is a non-operational, non-functioning website built solely for the purpose of selling the domain name. I*137859 For-Profit. Name: MinuteofZen.com Invest related: No Newport Beach, CA Owner Start: 5/3/21 Hours devoted: 4 hrs Qtrly Hours during trading: 0 Duties: hobby website. It is not actively marketed but it may generate revenue. One-minute videos designed to bring peace of mind. Revenue generated will be advertising based. I*1119269 For Profit Name: IFAS.org Investment related: No Address: Morro Bay, CA, Officer Start date: 1/1/23 Hours devoted: 4 hrs Mthly Hours devoted during trading hours: 0 Duties: IFAS stands for the International Fine Art Society. IFAS is an art centric website for those passionate about fine art. They may or may not generate ad revenue. I*1152357 For Profit Name: FADB.com Investment related: No Address: Morro Bay, CA, 93443 Officer Start date: 1/1/23 Hours devoted: 4 hrs Mthly Hours devoted during trading hours: 0 Duties: Hobby website that serves as a global directory of artists. There may be revenue from advertising. I am sole owner. I*1152358 For Profit Name: NewArtPartners LLC Investment related: No Address: Morro Bay, CA, 93443 Officer Start date of relationship: 2/1/23 Hours devoted: 4 hrs Yearly Hours devoted during trading hours:0 Duties: Holding Company for website activities. I am the sole and only owner. Only started to provide liability protection. I*:1662278 Name: SLOCooks.com (a cooking and recipe blog)Location: Morro Bay, CA Investment Related: No Start : 7/10/26 Role: Owner Hrs: 1 hr mthly Hrs during tradng: 0 Duties: Shared cooking recipes as a community service. Site owner and webmaster. I*1855308 For Profit, Name: GreatWalks, Address: Morro Bay,CA Investment Related: No Position: OFFICER Start :5-28-24 Hours: 1 Hr MTHLY, Hours during trading:0 Duties: Weekend hobby project. I*:3115264 Type: For Profit Name: CaliforniaChristmasCompany.comAddress: Morro Bay, CA Investment Related: No Association: Owner Start : 10/31/2025 Hours: 1 hr mthly Hours during trading: 0 Duties: Owner and webmaster. I*3298276, Type: For Profit, Name: Old Newport Coffee Company, Address: Morro Bay, CA, Investment: N, Association: Owner, Start : 12/10/25, No Hours: 0 Monthly, N I*3404278 Type: For Profit Name: SLOHomePros.comAddress: Morro Bay, CA Investment: No Position: OwnerEmployee Start Date: 12/30/2025 Hours: 0 Hours during trading: 0, MonthlyDuties: Name change on a prior approved project. This is a passive hobby project. Online directory of service providers of home repairs and maintenance. Owner I*3449285 Type: For ProfitName: DivorceSupportDirectory.comAddress: Morro Bay, CA Investment: No Position: Owner Start : 1/5/26 Hours: 0 Hours during trading: 0 Duties: A passive directory of resources related to divorce. None. Webmaster. This is a hobby project. I*4397276 Name: J A M SEP PROPERTY TRSTAddress: Morro Bay, CAInvestment: No Start : 04/13/2026Hours: 0Hours during trading: 0Duties: My wife's, Separate Property Trust None. Trustee on her Trust should she become incapacitated. I*4873278, Entity Type, Name: 3Bird.com Address: Wilson Wyoming 83014 Investment Related: No Position: Ambassador Start Date: 07/09/2026 No Hours: 0 No Hours during trading: 0 Duties: Four photos per month wearing their product. Ambassador. They send me product. I send them back photos.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-14
• S65 Uniform Investment Adviser Law Examination
  1995-01-17
• S63 Uniform Securities Agent State Law Examination
  1992-05-15

Other Names

• Stephen Wayne Moses
• Steve Moses