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Marie Louise Kata

Lasalle St. Investment Advisors, L.L.C.

Edina, MN

CRD 2230454

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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-08-16
MN RA APPROVED 2014-02-19
  • WI RA
    APPROVED
    Since 2022-08-16
  • MN RA
    APPROVED
    Since 2014-02-19

Branch Locations

7760 France Avenue Suite 1100, Edina, MN 55435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St Securities Chicago IL 09/2001 Present
Lasalle St. Investment Advisors, Llc Edina MN 08/2006 Present
Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-01
S63 Uniform Securities Agent State Law Examination 1992-10-15
  • S65 Uniform Investment Adviser Law Examination
    1999-06-01
  • S63 Uniform Securities Agent State Law Examination
    1992-10-15
Other Names
  • Marie Dworshak

View on SEC IAPD

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