Leo John Schlangen

Current Employers

Employment History

• 05/2016 → 11/2017
  Investment Centers Of America
  St. Michael, MN
• 11/2017 → Present
  Lpl Financial Llc
  St. Michael, MN

Previous Registrations

• 2016-05-03 → 2017-12-06
  Investment Centers Of America, Inc.
  St. Michael, MN
  Appleton, WI
  St. Michael, MN
  Appleton, WI
• 2009-10-05 → 2016-05-04
  Ameriprise Financial Services, Llc
  Edina, MN
  Lake Elmo, MN
  Eden Prairie, MN
• 2003-06-24 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Eden Prairie, MN
  Eden Prairie, MN

Other Businesses

1. 10/16/2017 - No Business Name - Not Investment Related - Paynesville, MN - Real Estate Rental - Co-Owner - Start Date 1999 - 0 Hours During Securities Trading - Time Spent 1%. 2. 10/16/2017 - REGAL CREEK WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/3/2018 - H&R BLOCK - Investment Related - 106 13th St N, Benson MN 56215 & 131 NW 2nd Street, Ortonville, MN 56278 - Business Owner - OWNER - Started 11/27/2017 - 5 Hours Per Month/0 Hours During Securities Trading - H&R Block Franchises. 4. 1/3/2018 - WHETSTONE ENTERPRISES, LLC - Investment Related - 312 1st St N., Ste 1, Cold Spring MN 56320 - Business Owner - Co-owner - 0 Hours Per Month - H&R Block Franchises. 5. 12/12/2022 - Common Cents Tax - Not Investment Related - 971 E Frontage Rd, Litchfield, MN 55355 - Business Owner - Start Date - 09/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-27
• S63 Uniform Securities Agent State Law Examination
  1992-05-12

Designations