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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 01/2011 | 11/2016 |
| Wells Fargo Bank Na | Minneapolis | MN | 04/2012 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 05/2023 |
| Regal Creek Wealth Management Lpl Financial | Saint Michael | MN | 05/2023 | 05/2023 |
| Lpl Financial | Saint Michael | MN | 06/2023 | Present |
1. 10/09/2023 - Regal Creek Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/18/2023 - 40 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-06 |
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