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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Becker School District | Becker | MN | 08/2019 | 07/2024 |
| Big Lake School District | Big Lake | MN | 08/2017 | 07/2019 |
| Belle Plaine School District | Belle Plaine | MN | 08/2008 | 07/2017 |
| Lpl Financial Llc | St. Michael | MN | 07/2024 | Present |
1)07/10/2024 - Regal Creek Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/10/2024 - 160 Hrs/Mth - 130 Hrs During Trading. 2) 10/14/2025 - Door Dash - Not Investment Related - Other - Delivery - Monticello, MN - Start Date:09/23/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-10 |
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