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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED | 2021-10-29 |
Branch Locations
116 Washington Ave Fl 2, North Haven, CT 06473 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | Hamden | CT | 05/2010 | 10/2021 |
| Lpl Financial Llc | North Haven | CT | 10/2021 | Present |
1) 7/2020 - Real Estate Rental - 161 DORRANCE LLC - Investment Related - 161 Dorrance St, Hamden, CT 06518 2) 10/2021 - DBA for LPL Business (entity for LPL business) - Blackwater Wealth Management - Investment Related - North Haven, CT 06473 3) 3/2016 - Other - UGNTERPRISES - Not Investment Related - North Haven, CT 06473 4) 7/2020 - Real Estate Rental - F5, LLC - Investment Related - 110 OLD FARM RD NORTH HAVEN CT 06473 5) 01/10/2022 - Blackwater Wealth Management - Investment Related - Non-Variable Insurance - Start Date: 01/07/2022 - 5 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-21 |
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