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Craig Warren Mccomb

Cetera Investment Advisers LLC

San Diego, CA

Gallatin, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-28
CA RA APPROVED 2020-11-12
  • TN RA
    APPROVED
    Since 2025-01-28
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

Gallatin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 08/2007 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
Cetera Wealth Services, Llc El Segundo CA 04/2016 Present
Cetera Advisors Llc Denver CO 04/2016 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2016 Present
Cetera Investment Services Llc Saint Cloud MN 04/2016 Present
Summit Brokerage Services, Inc. Boca Raton FL 02/2017 12/2019
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 08/2007 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 04/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 04/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2016 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2017 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    San Diego, CA
  • 2007-08-28 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
  • 2007-07-31 → 2007-09-18
    Regal Advisory Services, Inc.
    Glenview, IL
  • 1998-08-01 → 2007-06-29
    Brookstreet Securities Corporation
    San Juan Capistrano, CA
    Irvine, CA
Other Businesses

1.) RENTAL PROPERTY; LANDLORD; REAL ESTATE; START DATE 03/1/2019; 8 HOURS PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-29
S63 Uniform Securities Agent State Law Examination 1992-06-27
  • S65 Uniform Investment Adviser Law Examination
    1998-06-29
  • S63 Uniform Securities Agent State Law Examination
    1992-06-27

View on SEC IAPD

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Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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