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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-06 |
| TX | RA | APPROVED_RES | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melbourne | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melbourne | FL | 11/2016 | 12/2022 |
| Wells Fargo Advisors Financial Network, Llc | Melbourne | FL | 12/2022 | Present |
SAC FINANCIAL SERVICES, LLC, INVT RELATED, MELBOURNE, FL, 100% OWNERSHIP, START DATE 12/2/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. BLUE WAVE WEALTH MANAGEMENT, LLC, INVT RELATED, MELBOURNE, FL, 25% OWNERSHIP, START DATE 12/2/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-27 |
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