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James Edward Desharnais

Citigroup Global Markets Inc.

New York, NY

Cortlandt Mnr, NY

CRD 2228587

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
CT RA APPROVED 2007-05-29
DC RA APPROVED 2007-05-29
FL RA APPROVED 2007-05-29
IL RA APPROVED 2007-05-29
NC RA APPROVED 2007-05-29
PA RA APPROVED 2007-05-29
TX RA APPROVED 2007-05-29
VA RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29
  • CT RA
    APPROVED
    Since 2007-05-29
  • DC RA
    APPROVED
    Since 2007-05-29
  • FL RA
    APPROVED
    Since 2007-05-29
  • IL RA
    APPROVED
    Since 2007-05-29
  • NC RA
    APPROVED
    Since 2007-05-29
  • PA RA
    APPROVED
    Since 2007-05-29
  • TX RA
    APPROVED
    Since 2007-05-29
  • VA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Cortlandt Mnr, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2004-12-07 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
S63 Uniform Securities Agent State Law Examination 1994-02-07
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-02-07
Other Names
  • Jim Desharnais

View on SEC IAPD

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