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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Londonderry | NH | 02/2014 | 07/2017 |
| The Cowles Group | Londonderry | NH | 03/2014 | 01/2024 |
| Fortune Financial Services, Inc. | Monaca | PA | 08/2017 | 08/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2019 | 03/2026 |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2019 | 03/2026 |
| Lpl Financial | Rockport | MA | 03/2026 | Present |
1.03/04/2026; The Cowles Group of NH LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 02/15/2014; 2hrs/mth; 2hrs during trading 2.03/04/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Cowles Group; Investment Related; at Reported Business Location(s); Start Date 02/24/2026; 150hrs/mth; 150hrs during trading 3.05/29/2026; The Cowles Group; Author; Not Investment Related; Rockport,MA; Start Date 05/18/2026; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-18 |
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