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Gary Michael Cowles

LPl Financial LLC

Rockport, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-03-16
  • MA RA
    APPROVED
    Since 2026-03-16

Branch Locations

124 Main St Unit 2, Rockport, MA 01966 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Londonderry NH 02/2014 07/2017
The Cowles Group Londonderry NH 03/2014 01/2024
Fortune Financial Services, Inc. Monaca PA 08/2017 08/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2019 03/2026
Cambridge Investment Research, Inc Fairfield IA 08/2019 03/2026
Lpl Financial Rockport MA 03/2026 Present
  • 02/2014 → 07/2017
    Londonderry, NH
  • 03/2014 → 01/2024
    The Cowles Group
    Londonderry, NH
  • 08/2017 → 08/2019
    Fortune Financial Services, Inc.
    Monaca, PA
  • 08/2019 → 03/2026
    Fairfield, IA
  • 08/2019 → 03/2026
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 03/2026 → Present
    Lpl Financial
    Rockport, MA
Previous Registrations
Other Businesses

1.03/04/2026; The Cowles Group of NH LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 02/15/2014; 2hrs/mth; 2hrs during trading 2.03/04/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Cowles Group; Investment Related; at Reported Business Location(s); Start Date 02/24/2026; 150hrs/mth; 150hrs during trading 3.05/29/2026; The Cowles Group; Author; Not Investment Related; Rockport,MA; Start Date 05/18/2026; 2hrs/mth; 0hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    1998-12-18
Designations

View on SEC IAPD

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