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John East Apthorp Safford

Safford Nicholas H & Co Inc

Rockport, MA

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Current Employers
Safford Nicholas H & Co Inc

9 Cleaves Street, Rockport, MA 01966-1520 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1994-04-14
  • MA RA
    APPROVED
    Since 1994-04-14

Branch Locations

9 Cleaves Street, Rockport, MA 01966 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholas H. Safford & Co., Inc. Rockport MA 12/1993 Present
  • 12/1993 → Present
    Nicholas H. Safford & Co., Inc.
    Rockport, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-26
  • S63 Uniform Securities Agent State Law Examination
    1992-09-26

View on SEC IAPD

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