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William Parker Dwyer

Safford Nicholas H & Co Inc

Rockport, MA

CRD 6795420

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Employer firm

Safford Nicholas H & Co Inc CRD 104740

$1.80B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Safford Nicholas H & Co Inc

9 Cleaves Street, Rockport, MA 01966-1520 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-12-08
  • MA RA
    APPROVED
    Since 2017-12-08

Branch Locations

9 Cleaves Street, Rockport, MA 01966-1520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-18
  • S65 Uniform Investment Adviser Law Examination
    2017-05-18

View on SEC IAPD

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Nearby Investors

NORTON QUINCY SLOAN
JOHN EAST APTHORP SAFFORD
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Nearby Offices

LPL FINANCIAL LLC · ROCKPORT, MA
BEAUPORT FINANCIAL SERVICES, LLC · GLOUCESTER, MA
VALMARK ADVISERS, INC. · GLOUCESTER, MA

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