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Inactive

Frank Patrick White

Stephens Investment Management Group, LLC

Houston, TX

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Current Employers
Stephens Investment Management Group, Llc

111 Center Street, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-10-10
  • TX RA
    APPROVED
    Since 2005-10-10

Branch Locations

9 Greenway Plaze, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Houston TX 10/2005 Present
Stephens Investment Management Group, Llc Houston TX 10/2005 Present
Previous Registrations
  • 2005-10-10 → 2023-12-22
    Stephens
    Houston, TX
    Houston, TX
  • 2005-08-29 → 2005-10-03
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-26
S63 Uniform Securities Agent State Law Examination 1992-06-22
  • S65 Uniform Investment Adviser Law Examination
    2005-08-26
  • S63 Uniform Securities Agent State Law Examination
    1992-06-22
Other Names
  • Pat White
  • F Patrick White

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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