Best Investors Account Sign in

Andrea Lynn Ervin

Rbc Capital Markets, LLC

Denver, CO

Parker, CO

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-01-09
TX RA APPROVED_RES 2023-01-05
CO RA APPROVED 2022-11-10
  • VI RA
    APPROVED
    Since 2023-01-09
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • CO RA
    APPROVED
    Since 2022-11-10

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Denver Tech-Englewood CO 03/2008 01/2022
Rbc Capital Markets, Llc Denver CO 11/2022 Present
Unemployed Parker CO 02/2022 10/2022
  • 03/2008 → 01/2022
    Rbc Capital Markets Corporation
    Denver Tech-Englewood, CO
  • 11/2022 → Present
    Rbc Capital Markets, Llc
    Denver, CO
  • 02/2022 → 10/2022
    Unemployed
    Parker, CO
Previous Registrations
  • 2006-08-02 → 2022-01-28
    Rbc Capital Markets, Llc
    Greenwood Village, CO
    Denver, CO
    Greenwood Village, CO
  • 2005-12-14 → 2006-08-07
    A. G. Edwards & Sons, Inc.
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 1998-08-31
  • S66 Uniform Combined State Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    1998-08-31
Other Names
  • Andrea Lynn Donovan
  • Andrew Shadbolt
  • Andrea Shadbolt

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS
ALPINE QUANTITATIVE MANAGEMENT, LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor