Anthony James Stapleton

Current Employers

Employment History

• 10/2005 → 03/2018
  Scottrade, Inc.
  Indian Wells, CA
• 10/2018 → 07/2023
  E*Trade Securities Llc
  San Diego, CA
• 10/2018 → 07/2023
  E*Trade Capital Management Llc
  San Diego, CA
• 03/2018 → 10/2018
  Unemployed
  San Diego, CA
• 03/2023 → 07/2023
  Morgan Stanley
  San Diego, CA
• 10/2018 → 07/2023
  Harrisdirect Llc
  San Diego, CA
• 10/2005 → 03/2018
  Scottrade Investment Management
  Indian Wells, CA
• 09/2023 → Present
  Tiaa
  San Diego, CA
• 09/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  San Diego, CA
• 07/2023 → 09/2023
  Unemployed
  San Diego, CA

Previous Registrations

• 2018-10-26 → 2023-08-11
  Harrisdirect Llc
  San Diego, CA
  Arlington, VA
  La Jolla, CA
  San Diego, CA
• 2017-02-10 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

Name: Rental Property Position: Property owner Nature: We have a property that we rent. My wife handles most of the day to day activity and/or communications. Investment Related: Yes Hours: 6 Securities Trading Hours: 0 Start Date: 12/18/2019 Address: 888 Grass Valley Road, Lake Arrowhead CA 92352, United States Description: We have a rental property.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-10
• S63 Uniform Securities Agent State Law Examination
  1992-09-01

Other Names

• Anthony James (Jr) Stapleton
• Tony James Stapleton
• Anthony James Stapleton
• Anthony James Stapleton
• Anthony J Stapleton