Best Investors Account Sign in
Inactive

Richard Michael Otto

Kom Wealth Management Group, LLC

Appleton, WI

Claim This Profile
Current Employers
Kom Wealth Management Group, Llc

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-03-29
  • WI RA
    APPROVED
    Since 2017-03-29

Branch Locations

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kerntke Otto Mcglone Wealth Management Appleton WI 02/2007 Present
  • 02/2007 → Present
    Kerntke Otto Mcglone Wealth Management
    Appleton, WI
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-08
  • S63 Uniform Securities Agent State Law Examination
    1992-06-08
Designations
Other Names
  • R Michael Otto
  • Mike Otto
  • R. Michael Otto

View on SEC IAPD

Other Firms

MORGAN STANLEY
PRIVATE CLIENT SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
KAMKO FINANCIAL
ASC 401(K) MANAGEMENT
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CREATIVEONE SECURITIES, LLC
OSAIC WEALTH, INC.

Other Investors

BRANDY LYNN DEBROUX
LEIGH ANN THERN
Matthew C Bush
JOSEPH MICHAEL MILLER
JANE M VANDE VOORT
MITCHELL JOSEPH OLDEWURTEL
SHANA LYNN KEIL
SHARON IFRACH

Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

More in Appleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor