J. T Cowles

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 12/2009 → 02/2023
  Bank Of America, N.A.
  Indianapolis, IN
• 02/2023 → Present
  Rockefeller Financial Llc
  Carmel, IN
• 01/2026 → Present
  Rockefeller Capital Management
  Carmel, IN

Previous Registrations

• 1996-03-28 → 2023-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

I*68455 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HARRISON CENTER FOR THE ARTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: INDIANAPOLIS, INDIANA 46202 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 12/16/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO SERVE ON THE BOARD OF THE HARRISON CENTER FOR THE ARTS, ATTENDING BOARD MEETINGS BI-MONTHLY TO PROVIDE INSIGHT REGARDING GOVERNANCE, STRATEGY, EVENTS AND FUNDRAISING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-16
• S63 Uniform Securities Agent State Law Examination
  1992-04-14

Other Names

• James Trent Cowles
• Trent Cowles
• J. Trent Cowles
• J T Cowles
• James T Cowles