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965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-08 |
| SC | RA | APPROVED | 2018-01-31 |
| NC | RA | APPROVED | 2018-01-30 |
| TX | RA | APPROVED | 2018-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | West Seneca | NY | 03/1992 | 07/2025 |
| Sgroi Financial, Llc | West Seneca | NY | 07/2004 | 10/2024 |
| Sgroi Wealth Advisory Group, Llc | West Seneca | NY | 11/2017 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1) 05/08/2025 - Athene / Non-Variable Insurance / Agent / Inv Related / West Des Moines IA 50266 / Start date 01/01/2001 - 5 hrs per month - 5 % time during trading 2) 05/08/2025 - Sgroi Wealth Advisory Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) Start date 09/15/2023 - 80 hrs per month - 80% time during trading 3) 05/15/2025 - Orchard Park Country Club / Board member and Membership Director / Non-Profit Board Member / Inv Related / Orchard Park NY 14127 / Start date 11/01/2022 - 5 hrs per month 4) 05/15/2025 - St. Francis High School / Non-Profit Board Member / Board member and Finance Chair / Inv Related / Hamburg NY 14075 / Start date 11/01/2022 / 5 Hrs per month - 2 hrs during trading 5) 06/06/2025- 555 Orchard Park Rd LLC / Business Owner / Non Inv Related / West Seneca West, NY / Start date 12/15/2022 - 5 hrs per month 6) 06/06/2025 - The Ridge West Seneca / Business Owner / Owner / West Seneca, NY / Start date 12/15/2022 - 5 hrs per month - 5% time during trading 7) 06/10/2025 - Jeffery Michael Sgroi Foundation / Non-Profit Board Member / President / Inv Related / West Seneca NY 14224 / Start date 02/01/2016 - 5 hrs per month 8) 08/08/2025 - Sgroi Lawley Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/09/2023 - 160 hours per month/ during trading 9) 03/24/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/09/2023 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-09 |
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