Ernest William Lietzan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Appleton, WI

Other Businesses

1. INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LONG TERM CARE, WHOLE AND UNIVERSAL LIFE, HEALTH AND DISABILITY INSURANCE / APPLETON, WI / APPROVED 4-22-03 2. 1/3/2017 - 1727 Silvercrest, LLC - Investment Related - 1727 Silvercrest Dr. - Real Estate Rental - Started 01/01/17 - 3 Hours Per Month/1 Hour During Securities Trading - Co-Owner of 4-plex apartment building. 3. 01/21/2022 - Lietzan Associates, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/21/2003 - 200 Hours Per Month/6 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-05-27

Other Names

• Ernest William Lietzan