James Edward Bell

Current Employers

Employment History

• 01/2013 → 08/2019
  Cetera Advisors Llc
  Denver, CO
• 08/2019 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → Present
  Securities America, Inc.
  Spokane, WA
• 11/2020 → Present
  Arbor Point Advisors
  Spokane, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Spokane, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Spokane, WA
  Spokane, WA
• 2019-08-05 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Spokane, WA
  Seattle, WA
• 2012-04-24 → 2019-08-07
  Cetera Advisors Llc
  Spokane, WA
  Greenwood Village, CO
  Greenwood Village, IL
  Greenwood Village, CO
  Spokane, WA
  Moses Lake, WA
  Spokane, WA
• 2006-07-28 → 2012-03-16
  Pacific West Financial Consultants Inc
  Renton, WA
• 2005-01-19 → 2005-06-01
  Kovack Securities Inc.
  Spokane Valley, WA
• 2002-05-08 → 2003-12-15
  Metropolitan Financial Services, Inc.
  Spokane, WA

Other Businesses

N/A POSITION: Agent NATURE: Fixed Insurance - service of pre-existing policies for clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 421 W Riverside Ave, Suite 1450, Spokane WA 99201 DESCRIPTION: I do not solicit fixed insurance business. I am licensed and get appointed as necessary just to become the agent-of-record and service pre-existing client accounts as requested by new and existing clients. ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Advisory services, provided through Arbor Point Advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 11/09/2020 ADDRESS: 421 W Riverside Ave, Suite 1450, Spokane WA 99201 DESCRIPTION: I open advisory accounts for my clients on the TD Ameritrade Institutional platform. I work with my clients to build suitable portfolios to match their investment objectives, time frame and risk tolerance. I execute all trades, perform account service and maintenance as necessary. I monitor all accounts and review them with clients at least annually or more frequently as needed. LEGACY CAPITAL MANAGEMENT, INC POSITION: Owner NATURE: Legacy Capital Management, Inc. is the DBA for my securities and advisory business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 421 W Riverside Ave, Suite 1450, Spokane WA 99201 DESCRIPTION: This is just the DBA for my securities and advisory business, soon to be with Securities America and Arbor Point Advisors.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-13
• S65 Uniform Investment Adviser Law Examination
  1992-04-04