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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 1999-02-26 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Clayton | MO | 01/1993 | Present |
1. Checkmate Holdings LLC; 394 Larimore Valley Dr, Wildwood, MO 63005; Marketing new product, for restaurant/hospitality industry to waiters book; Vice President; Limited passive stake; 01/31/2022; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-04 |
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