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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conway & Co Inc. | Kinston | NC | 12/1981 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | Present |
1.CONWAY & CO INSURERS, 2914 N HARRITAGE ST, KINSTON, NC, 1/1980 AS MANAGER/INDEPENDENT INSURANCE AGENT SELLING P&C PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 20 HR/WK - 15/TRADING. 2.COLDWELL BANKER CONWAY & CO REALTORS, 2914 N HARRITAGE ST, KINSTON, NC, 1/1980, BROKER-IN-CHARGE OF RESIDENTIAL & COMMERCIAL REAL ESTATE SALES. NIR - 2 HR/WK - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.FINANCIAL RESEARCH ASSOCIATES, 2914 N HERITAGE ST, KINSTON, NC, 3/1982 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 3/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-21 |
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