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Ken Hara

Equitable Advisors, LLC

New York, NY

New York, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-28
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2021-06-28
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2011 06/2020
Equitable Advisors, Llc New York NY 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-12
S66 Uniform Combined State Law Examination 2005-10-25
  • S65 Uniform Investment Adviser Law Examination
    2011-07-12
  • S66 Uniform Combined State Law Examination
    2005-10-25
Other Names
  • Ken Zengi Hara
  • Ken Zengi Hara

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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