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200 Madison Ave, New York, NY 10016-3903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-11 |
| TX | RA | APPROVED_RES | 2020-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neville Rodie & Shaw | New York | NY | 11/2015 | Present |
51 FIFTH AVENUE OWNERS CORP COOP, NON INVESTMENT RELATED, 51 FIFTH AVENUE, NEW YORK, NY 10003, INTERACT WITH MANAGEMENT FIRM WITH REGARD TO EMPLOYEE MATTERS, REPAIRS AND MAINTENANCE OF THE BUILDING, BOARD MEMBER FOR 23 YEARS, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-12 |
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