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Sheldon C Stewart

Wells Fargo Clearing Services, LLC

Alexandria, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-07-26
TX RA APPROVED 2015-06-26
VA RA APPROVED 2015-06-26
  • SC RA
    APPROVED
    Since 2022-07-26
  • TX RA
    APPROVED
    Since 2015-06-26
  • VA RA
    APPROVED
    Since 2015-06-26

Branch Locations

1900 Duke St Ste 100, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Alexandria VA 06/2015 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-07-13
    Morgan Stanley
    Alexandria, VA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Alexandria, VA
  • 2006-05-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Alexandria, VA
  • 2000-12-08 → 2006-06-01
    Ubs Financial Services Inc.
    Vienna, VA
Other Businesses

RENTAL PROPERTY; INV RELATED; BURKE VA; 100% OWNERSHIP; START 1/1/1985; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-06
S63 Uniform Securities Agent State Law Examination 1992-04-10
  • S65 Uniform Investment Adviser Law Examination
    1992-05-06
  • S63 Uniform Securities Agent State Law Examination
    1992-04-10
Other Names
  • Sheldon Campbell Stewart

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

More in Alexandria, VA

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