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Aegis Asset Management, Inc. CRD 305008
$9.21M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2331 West Lincoln Avenue, Anaheim, CA 92801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Asset Management, Inc. | Anaheim | CA | 10/2009 | Present |
I am part owner and share landlord duties for a rental condominium property located in El Segundo, California. This rental activity commenced in June 2015. I spend on average about one hour per month in this activity. My duties are infrequent but include lease negotiations, property maintenance, repair, coordination of handymen and bookkeeping. I perform most of these duties on my spare time and not during trading hours. The only time I might engage in these duties during trading hours would be in the case of an emergency such as a fire or plumbing emergency.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-08 |
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