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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-04-26 |
| TX | RA | APPROVED | 2019-04-26 |
Branch Locations
4901 Glenwood Avenue Suite 100, Raleigh, NC 27612 • United States
3701 Shipyard Blvd, Wilmington, NC 28403 • United States
3702 South College Road, Wilmington, NC 28412 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 02/2014 | 09/2017 |
| Lincoln Financial Securities Corporation | Raleigh | NC | 09/2017 | 04/2019 |
| Lpl | Raleigh | NC | 04/2019 | Present |
| South State Bank | Raleigh | NC | 04/2019 | Present |
4/26/2019 - DBA for LPL Business (entity for LPL business) - South State Investment Services - Raleigh, NC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-14 |
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