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Scott Ashley Geric

LPl Financial LLC

Winter Haven, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
FL RA APPROVED 2007-12-10
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • FL RA
    APPROVED
    Since 2007-12-10

Branch Locations

141 E Central Ave Ste 450, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Winter Haven FL 11/2007 Present
  • 11/2007 → Present
    Lpl Financial
    Winter Haven, FL
Previous Registrations
Other Businesses

1. 12/07/2007 / GERIC/HEMP INVESTMENT GROUP / DBA / 151 1ST STREET SOUTH STE A, WINTER HAVEN, FL 33880.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-10
S65 Uniform Investment Adviser Law Examination 1997-09-05
  • S63 Uniform Securities Agent State Law Examination
    1998-11-10
  • S65 Uniform Investment Adviser Law Examination
    1997-09-05

View on SEC IAPD

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PFS INVESTMENTS INC.
FOUNDATIONS INVESTMENT ADVISORS LLC
EDWARD JONES
MORGAN STANLEY

Other Investors

RACHEL PINNER LOBDELL
AMY B. GARBRECHT
DEBORAH MILLER SWENSON
Jack Heiss
ERIC EMBREY JOHNSON
MARK D WILLIAMS
GIOVANNA NEGLIA TESTONI
BRIAN GLENN HEMP

Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
EDWARD JONES · WINTER HAVEN, FL

More in Winter Haven, FL

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