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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-08-08
TX RA APPROVED 2024-08-05
  • WV RA
    APPROVED
    Since 2024-08-08
  • TX RA
    APPROVED
    Since 2024-08-05

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Morgantown, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Morgantown WV 07/2008 08/2024
Lpl Financial Morgantown WV 08/2024 Present
  • 07/2008 → 08/2024
    Lincoln Financial Securities Corporation
    Morgantown, WV
  • 08/2024 → Present
    Lpl Financial
    Morgantown, WV
Previous Registrations
  • 2006-08-15 → 2024-08-05
    Osaic Fs, Inc.
    Morgantown, WV
    Irvine, CA
    Morgantown, WV
  • 1998-05-21 → 2006-06-16
    Pittsburg, PA
    Canonsburg, PA
Other Businesses

1- 04/2024 / James A Sawczyszyn / Non-Variable Insurance / Inv Related / 20 hrs mnth / 20 hrs during trading / start 06/01/1985

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-23
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S65 Uniform Investment Adviser Law Examination
    1998-03-23
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05
Other Names
  • Tony Sawczyszyn
  • James A (Tony) Sawczyszn

View on SEC IAPD

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