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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-03-29
IN RA APPROVED 2020-08-05
AZ RA APPROVED 2019-10-21
TX RA APPROVED 2019-10-21
  • KY RA
    APPROVED
    Since 2021-03-29
  • IN RA
    APPROVED
    Since 2020-08-05
  • AZ RA
    APPROVED
    Since 2019-10-21
  • TX RA
    APPROVED
    Since 2019-10-21

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Bowling Green, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Phoenix AZ 02/2007 10/2019
Usaa Financial Planning Services Phoenix AZ 02/2007 10/2019
Usaa Investment Management Company San Antonio TX 01/2018 10/2019
Raymond James & Associates, Inc. Scottsdale AZ 10/2019 Present
  • 02/2007 → 10/2019
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 02/2007 → 10/2019
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 10/2019
    Usaa Investment Management Company
    San Antonio, TX
  • 10/2019 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

(1)Name of Business: Glean Kentucky Address: 628 N. Broadway , Lexington, KY, 40508, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board meets every other month. Duties are to attend the meetings, offer opinions and ideas regarding programs, vote on policy. I am not on the board yet, have been interviewed and am under consideration. I would be asked to assist or be on the finance committee - I would not create any conflict of interest by doing business. Committee duties would likely be the typical list - discuss, spot issues to bring to board, help with program development when it comes to fund raising. (2)Name of Business: Warren County Kentucky Democrat Party Address: 918 Sandwedge Court, Bowling Green, KY, 42103, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 09/03/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-05
S63 Uniform Securities Agent State Law Examination 1992-05-20
  • S65 Uniform Investment Adviser Law Examination
    2002-01-05
  • S63 Uniform Securities Agent State Law Examination
    1992-05-20
Designations
Other Names
  • Ken Haycraft

View on SEC IAPD

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