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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-03-29 |
| IN | RA | APPROVED | 2020-08-05 |
| AZ | RA | APPROVED | 2019-10-21 |
| TX | RA | APPROVED | 2019-10-21 |
Branch Locations
1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States
Bowling Green, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | Phoenix | AZ | 02/2007 | 10/2019 |
| Usaa Financial Planning Services | Phoenix | AZ | 02/2007 | 10/2019 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 10/2019 |
| Raymond James & Associates, Inc. | Scottsdale | AZ | 10/2019 | Present |
(1)Name of Business: Glean Kentucky Address: 628 N. Broadway , Lexington, KY, 40508, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board meets every other month. Duties are to attend the meetings, offer opinions and ideas regarding programs, vote on policy. I am not on the board yet, have been interviewed and am under consideration. I would be asked to assist or be on the finance committee - I would not create any conflict of interest by doing business. Committee duties would likely be the typical list - discuss, spot issues to bring to board, help with program development when it comes to fund raising. (2)Name of Business: Warren County Kentucky Democrat Party Address: 918 Sandwedge Court, Bowling Green, KY, 42103, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 09/03/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-20 |
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