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Geoffrey Paul Espe

Stifel, Nicolaus & Company, Incorporated

Clayton, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-01-11
  • MO RA
    APPROVED
    Since 2018-01-11

Branch Locations

8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wheelhouse Securities Corp St. Louis MO 06/2009 01/2018
Stifel, Nicolaus & Company, Incorporated St. Louis MO 01/2018 Present
Previous Registrations
  • 2009-07-20 → 2018-01-11
    Chrysalis Investment Management, Llc
    Saint Louis, MO
  • 2001-04-19 → 2010-01-20
    Huntleigh Advisors, Inc.
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-01
  • S63 Uniform Securities Agent State Law Examination
    1992-04-01
Designations

View on SEC IAPD

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